-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D58IYCI7qnjxt56OZurhcMQuyzVKnPVeTQiNofUJpcxcVRxWWZWkQ08+NhNbypZy EKvfVrqYcn393WOAIgMpOQ== /in/edgar/work/20000914/0000950148-00-001970/0000950148-00-001970.txt : 20000922 0000950148-00-001970.hdr.sgml : 20000922 ACCESSION NUMBER: 0000950148-00-001970 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000914 GROUP MEMBERS: PHILLIP RODNEY JACKSON GROUP MEMBERS: POCATALICO LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP CENTRAL INDEX KEY: 0001023844 STANDARD INDUSTRIAL CLASSIFICATION: [6200 ] IRS NUMBER: 364128138 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-51125 FILM NUMBER: 722599 BUSINESS ADDRESS: STREET 1: 1001 FOURTH AVENUE STREET 2: STE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 BUSINESS PHONE: 3127518833 MAIL ADDRESS: STREET 1: 1001 FOURTH AVENUE STREET 2: STE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POCATALICO LLC CENTRAL INDEX KEY: 0001123569 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 550734853 STATE OF INCORPORATION: WV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 707 WEST VIRGINIA STREET EAST SUITE 1700 CITY: CHARLESTON STATE: WV ZIP: 25301 BUSINESS PHONE: 3043452480 SC 13D 1 v65637sc13d.txt SCHEDULE 13D 1 OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response. . . 14.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. __)* OLYMPIC CASCADE FINANCIAL CORPORATION ------------------------------------- (Name of Issuer) Common Shares, $0.02 par value per share ---------------------------------------- (Title of Class of Securities) 68158N106 --------- (CUSIP Number) Steven J. Insel, Esq., c/o Jeffer, Mangels, Butler & Marmaro LLP 2121 Avenue of the Stars, 10th Floor, Los Angeles, CA 90067-5010, (310) 203-8080 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 4, 2000 ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(d) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP No. 68158N106 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) POCATALICO, LLC --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 SOURCE OF FUNDS WC --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION WEST VIRGINIA --------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 107,000 EACH -------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 107,000 -------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 107,000 --------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.1% --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO --------------------------------------------------------------------- 3 SCHEDULE 13D CUSIP No. 68158N106 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) PHILLIP RODNEY JACKSON --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 SOURCE OF FUNDS WC --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES --------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 107,000 EACH -------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 107,000 -------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 107,000 --------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X] --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.1% --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 4 ITEM 1. SECURITY AND ISSUER. This Schedule 13D relates to the Common Stock, par value $0.02 per share (the "Common Stock"), of Olympic Cascade Financial Corporation, a Delaware corporation (the "Issuer"). The principal executive offices of the Issuer are located at 875 N. Michigan Ave., Chicago, Illinois 60611. ITEM 2. IDENTITY AND BACKGROUND. The persons filing this statement and the persons enumerated in Instruction C of Schedule 13D and, where applicable, their respective places of organization or citizenship, member, manager and controlling person and the information regarding them are the following: (a) Pocatalico, LLC, a West Virginia limited liability company ("Pocatalico"). The sole member and manager of Pocatalico is Phillip Rodney Jackson, an individual ("Jackson"). (b) Pocatalico's and Jackson's business address is 707 Virginia Street, East, Suite #1700, Charleston, West Virginia 25301. (c) Pocatalico's and Jackson's principal business is making investments. (d) During the last five years, neither Pocatalico nor Jackson has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, neither Pocatalico nor Jackson was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. (f) Jackson is a citizen of the United States. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The consideration for the purchase of the shares of Common Stock by Pocatalico was the working capital of Pocatalico. All shares purchased by Pocatalico are being held in the name of Pocatalico. ITEM 4. PURPOSE OF THE TRANSACTION. Pocatalico acquired the shares for investment purposes. Pocatalico intends to gather additional information and determine a further course of action, which may include a proxy solicitation or acquiring additional shares, in order to preserve and increase shareholder value. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The responses of Pocatalico and Jackson to Rows (11) through (13) of the cover pages of this statement on Schedule 13D are incorporated herein by reference. As of the date hereof, Pocatalico beneficially owns 107,000 shares of Common Stock, or approximately 5.1% of the shares of Common Stock outstanding. This percentage is based on 2,096,113 shares of Common Stock outstanding as contained in the most recently available filing with the Securities and Exchange Commission by the Issuer. (b) The responses of the Reporting Persons to Rows (7) through (10) of the cover pages of this statement on Schedule 13D are incorporated herein by reference. (c) The only transaction in the shares of Common Stock that was effected by either Pocatalico or Jackson during the past 60 days is the acquisition by Pocatalico of 25,000 shares of Common Stock at $8.50 per share pursuant to a private placement transaction through Whale Securities Co., L.P., completed on September 4, 2000. 5 (d) No other person known to either Pocatalico or Jackson has the right to receive or the power to direct receipt of dividends from, or the proceeds from the sale of such securities. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Neither Pocatalico nor Jackson has any written contracts, arrangements, understandings or relations (legal or otherwise) with any person with respect to the Common Stock. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None. 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 12, 2000 POCATALICO, LLC, a West Virginia limited liability company By: /s/ P. Rodney Jackson ------------------------------------ P. Rodney Jackson, Manager /s/ P. Rodney Jackson ----------------------------------------- P. Rodney Jackson -----END PRIVACY-ENHANCED MESSAGE-----